1. Introduction

Welcome to BSC Harbor Capital ("Company," "we," "us," or "our"). Your privacy is important to us. This Privacy Policy explains how we collect, use, disclose, and protect your information when you visit our website www.bscharborcap.com and interact with our services.

We comply with applicable privacy laws, including SEC Regulation S-P, FINRA rules, and other financial industry regulations regarding data protection. By using our website or services, you consent to the data practices described in this policy. If you do not agree, please refrain from using our website.

2. Information We Collect

We may collect the following types of information:

A. Personal Information

• Name, email address, phone number, and professional details

• Company name and business information

• Financial details required for transactions or advisory services

• Information provided through forms or inquiries

B. Non-Personal Information

• IP address, browser type, and device details

• Website usage data (cookies, analytics, and log files)

• Other technical data related to site interaction

We collect data through direct interactions (e.g., form submissions, emails) and automated tracking (cookies, analytics).

3. How We Use Your Information

We use your data for the following purposes:

• Providing services: Delivering investment banking, capital markets advisory, and private placement services

• Communication: Responding to inquiries, transactions, or regulatory obligations

• Regulatory compliance: Meeting FINRA, SEC, and other legal requirements

• Fraud prevention & security: Protecting against unauthorized access and financial fraud

• Website analytics & improvement: Enhancing our website performance and user experience

4. Legal Basis for Processing (for applicable jurisdictions)

If required by applicable laws (e.g., GDPR for EU users), we process personal data based on:

• Your consent (when required)

• Legitimate business interests (e.g., providing financial advisory services)

• Compliance with legal and regulatory obligations

• Contractual necessity (if you engage our services)

5. Information Sharing and Disclosure

We do not sell or rent your personal data. However, we may share data in the following cases:

• Regulatory & Compliance Requirements: With FINRA, SEC, and other regulatory bodies when required

• Service Providers: Trusted third parties that assist in business operations (e.g., IT security, compliance, analytics)

• Legal & Security Measures: In response to subpoenas, court orders, or fraud prevention efforts

• Business Transactions: In case of mergers, acquisitions, or company restructuring

6. Data Security & Retention

We implement industry-standard security measures to protect your information. This includes encryption, firewalls, access controls, and secure storage practices.

As required by FINRA Rule 4511 (Recordkeeping Requirements), we retain financial records and client data for a legally mandated period before secure deletion.

7. Cookies and Tracking Technologies

We use cookies and tracking technologies to:

• Analyze site traffic and user behavior

• Improve website functionality

• Deliver a better user experience

You can control or disable cookies via your browser settings.

8. Third-Party Links

Our website may link to third-party services. We are not responsible for external sites' privacy practices. Please review their policies separately.

9. Your Rights & Choices

Depending on your jurisdiction, you may have the right to:

• Access, update, or delete your personal data

• Opt out of marketing communications

• Restrict processing of certain data

To exercise these rights, email us at info@bscharborcap.com.

10. Compliance with FINRA & SEC Disclosures

As a Registered Representative of Finalis Securities LLC (Member FINRA / SIPC), our activities may be subject to additional privacy and compliance requirements. Clients should also refer to Finalis Securities LLC’s Privacy Policy for further information.

11. Updates to This Privacy Policy

We may update this Privacy Policy periodically. The latest version will be posted here with the updated effective date.

12. Contact Us

For any questions or privacy-related concerns, please contact:

BSC Harbor Capital
74 Broad Street, New York, NY 10004
📧 info@bscharborcap.com
📞 (646) 992-0062